Theories on how early black holes formed at galactic centers, powering quasars
Galaxies across the universe—both near and far—often harbor supermassive black holes (SMBHs) in their centers, with masses ranging from millions to billions of solar masses (M⊙). While many galaxies host relatively quiescent central SMBHs, some exhibit extraordinarily luminous and active cores, known as quasars or Active Galactic Nuclei (AGN), fueled by copious accretion onto these black holes. Yet, one of the central puzzles of modern astrophysics is how such massive black holes could have formed so rapidly in the early universe, especially considering that some quasars are observed at redshifts z > 7, meaning they were already powering luminous cores less than 800 million years after the Big Bang.
In this article, we will explore the different scenarios proposed for the origin of supermassive black hole “seeds”—the comparatively smaller “seed” black holes that grew into the behemoths observed at the centers of galaxies. We will discuss the main theoretical pathways, the role of early star formation, and the observational clues guiding current research.
1. The Context: Early Universe and Observed Quasars
1.1 High-Redshift Quasars
Observations of quasars at redshifts z ≈ 7 or higher (such as ULAS J1342+0928 at z = 7.54) indicate that SMBHs of a few hundred million solar masses (or more) existed less than a billion years after the Big Bang [1][2]. Achieving such high masses in so short a time poses a significant challenge if black hole growth relies solely on Eddington-limited accretion from lower-mass seeds—unless those seeds were already quite massive to begin with, or accretion rates exceeded the Eddington limit for some fraction of time.
1.2 Why “Seeds”?
In modern cosmology, black holes do not spontaneously appear at their final enormous masses; they must start smaller and grow. These initial black holes—referred to as seed black holes—arise from early astrophysical processes and then undergo periods of gas accretion and mergers to become supermassive. Understanding their formation mechanism is key to explaining the early onset of luminous quasars and the presence of SMBHs in virtually all massive galaxies today.
2. Proposed Seed Formation Channels
Though the precise origin of the first black holes remains an open question, researchers have converged on a few main scenarios:
- Remnants of Population III Stars
- Direct Collapse Black Holes (DCBHs)
- Runaway Collisions in Dense Clusters
- Primordial Black Holes (PBHs)
We examine each in turn.
2.1 Population III Star Remnants
Population III stars are the first generation of metal-free stars, which likely emerged in mini-halos in the early universe. These stars could be extremely massive, some models suggesting ≳100 M⊙. If they collapsed at the end of their lifetimes, they could leave behind black hole remnants in the range of tens to hundreds of solar masses:
- Core-Collapse Supernova: Stars of about 10–140 M⊙ might leave black hole remnants in the range of a few to tens of solar masses.
- Pair-Instability Supernova: Extremely massive stars (roughly 140–260 M⊙) can explode entirely without leaving any remnant.
- Direct Collapse (in stellar terms): For stars above ~260 M⊙, direct collapse into a black hole is possible, though it may not always yield ~102–103 M⊙ seeds.
Pros: Population III stellar black holes are a straightforward, widely accepted channel for the first black holes to form, since massive stars certainly existed early on. Cons: Even a ~100 M⊙ seed would need very rapid or even super-Eddington accretion to reach >109 M⊙ within a few hundred million years, which appears challenging without additional physical processes or merger boosts.
2.2 Direct Collapse Black Holes (DCBHs)
An alternative scenario envisions a direct collapse of a massive gas cloud, skipping the normal star formation process. In specific astrophysical conditions—particularly metal-poor environments with strong Lyman-Werner radiation that dissociates molecular hydrogen—gas might collapse almost isothermally at ~104 K without fragmenting into multiple stars [3][4]. This can lead to:
- Supermassive Star Phase: A single massive protostar (possibly 104–106 M⊙) forms very rapidly.
- Prompt Black Hole Formation: The supermassive star is short-lived and collapses directly into a black hole of 104–106 M⊙.
Pros: A DCBH of 105 M⊙ has a huge head start and can reach SMBH scales with more moderate accretion rates. Cons: Requires fine-tuned conditions (e.g., a radiation field to suppress H2 cooling, low metallicity, specific halo masses/spin). It’s unclear how common these conditions were.
2.3 Runaway Collisions in Dense Clusters
In extremely dense star clusters, repeated stellar collisions could lead to the formation of a very massive star in the cluster core, which then collapses into a massive black hole seed (up to a few 103 M⊙):
- Runaway Collision Process: One star grows by colliding with others, building up a high mass “super star.”
- Final Collapse: The super star might collapse into a black hole, giving a seed beyond typical stellar collapse masses.
Pros: Such processes are known in principle from globular cluster studies, but are more dramatic at low metallicity and high stellar density. Cons: This requires extremely dense and massive clusters very early on—also possibly requiring some metal enrichment to allow enough star formation in a compact region.
2.4 Primordial Black Holes (PBHs)
Primordial Black Holes could form from density perturbations in the very early universe—before Big Bang nucleosynthesis—if certain regions collapsed directly under gravity. Once hypothetical, they are still a matter of active research:
- Varied Mass Ranges: PBHs could theoretically span a huge mass spectrum, but to seed SMBHs, a range of ~102–104 M⊙ might be relevant.
- Observational Constraints: PBHs as dark matter candidates are highly constrained by microlensing and other techniques, but a subpopulation forming SMBH seeds remains a possibility.
Pros: Bypasses the need for star formation; seeds could exist extremely early. Cons: Requires fine-tuned early-universe conditions to produce PBHs in the right mass range and abundance.
3. Growth Mechanisms and Timescales
3.1 Eddington-Limited Accretion
The Eddington limit sets the maximum luminosity (and thus accretion rate) at which the outward radiation pressure balances the inward pull of gravity. For typical parameters, this implies:
˙MEdd ≈ 2 × 10−8 MBH M⊙ yr−1.
Over cosmic time, consistent Eddington-limited accretion can grow a black hole by many orders of magnitude, but to reach >109 M⊙ within ~700 million years often demands near-Eddington (or super-Eddington) rates almost continuously.
3.2 Super-Eddington (Hyper) Accretion
In certain conditions—like dense gas inflows or slim disk configurations—accretion might exceed the standard Eddington limit for a period. This super-Eddington growth can substantially shorten the time required to build up SMBHs from modest seeds [5].
3.3 Mergers of Black Holes
In a hierarchical structure-formation framework, galaxies (and their central black holes) frequently merge. Repeated black hole mergers can accelerate mass build-up, although significant mass accumulation still requires large gas inflows.
4. Observational Probes and Clues
4.1 High-Redshift Quasar Surveys
Large sky surveys (e.g., SDSS, DESI, VIKING, Pan-STARRS) continually discover quasars at higher redshifts, tightening constraints on SMBH formation timescales. Spectral features also provide hints about the host galaxy’s metallicity and surrounding environment.
4.2 Gravitational Wave Signals
With the advent of advanced detectors like LIGO and VIRGO, black hole mergers have been observed at stellar mass scales. Next-generation gravitational wave observatories (e.g., LISA) will probe lower-frequency regimes, potentially detecting mergers of massive seed BHs at high redshift, offering direct insight into early black hole growth paths.
4.3 Constraints from Galaxy Formation
Galaxies host SMBHs in their centers, often correlating with the galaxy’s bulge mass (the MBH – σ relation). Studying the evolution of this relation at high redshifts can shed light on whether black holes or galaxies formed first—or in tandem.
5. The Current Consensus and Open Questions
While there is no absolute consensus on the dominant seed formation channel, many astrophysicists suspect a combination of Population III remnants for the “lower-mass” seed channel, and direct collapse black holes in special environments for the “higher-mass” seed channel. The real universe may feature multiple pathways coexisting, potentially explaining the diversity in black hole masses and growth histories.
Major open questions include:
- Prevalence: How common were direct collapse events versus normal stellar collapse seeds in the early universe?
- Accretion Physics: Under what conditions does super-Eddington accretion occur, and how long can it be sustained?
- Feedback and Environment: How do feedback effects from stars and active black holes shape seed formation, preventing or enhancing further gas infall?
- Observational Evidence: Can future telescopes (e.g., JWST, the Roman Space Telescope, next-generation ground-based extremely large telescopes) or gravitational-wave observatories detect signatures of direct collapse or heavy seed formation at high redshifts?
Conclusion
Understanding supermassive black hole “seeds” is integral to explaining how quasars appear so quickly after the Big Bang and why nearly every massive galaxy today harbors a central black hole. Although traditional stellar-collapse scenarios provide a straightforward path for smaller seeds, the existence of luminous quasars at early times hints that more massive seed channels, such as direct collapse, may have played a significant role—at least in certain regions of the early universe.
Ongoing and future observations, spanning electromagnetic and gravitational-wave astronomy, will refine models of black hole seeding and evolution. As we probe deeper into cosmic dawn, we expect to uncover new details about how these enigmatic objects took shape at galaxy centers and set in motion a saga of cosmic feedback, galaxy mergers, and some of the brightest beacons in the universe: quasars.
References and Further Reading
- Fan, X., et al. (2006). “Observational Constraints on Cosmic Reionization.” Annual Review of Astronomy and Astrophysics, 44, 415–462.
- Bañados, E., et al. (2018). “An 800-million-solar-mass black hole in a significantly neutral Universe at a redshift of 7.5.” Nature, 553, 473–476.
- Bromm, V., & Loeb, A. (2003). “Formation of the First Supermassive Black Holes.” The Astrophysical Journal, 596, 34–46.
- Hosokawa, T., et al. (2013). “Formation of Primordial Supermassive Stars by Rapid Mass Accretion.” The Astrophysical Journal, 778, 178.
- Volonteri, M., & Rees, M. J. (2005). “Rapid Growth of High-Redshift Black Holes.” The Astrophysical Journal Letters, 633, L5–L8.
- Inayoshi, K., Visbal, E., & Haiman, Z. (2020). “The Assembly of the First Massive Black Holes.” Annual Review of Astronomy and Astrophysics, 58, 27–97.